Episode 92 – SEC and State Compliance Part 5: Understanding Commingling for Syndication Sponsors
As part of this seven-part series, we’ve been going through different hot topics that regulators such as the SEC or state regulators are focused on,
As part of this seven-part series, we’ve been going through different hot topics that regulators such as the SEC or state regulators are focused on,
So you want to raise money from investors, you just need to put it online, right? Well, this video is a blast from the past
This is the second part of cognitive biases. We’re going to go through three more cognitive biases. This is part three of a six-part series
As an attorney who drafts many private placement memorandums for my clients doing offerings under Regulation D Rule 506(b) and Rule 506(c), one thing I
What are some of the cognitive biases that we have, under this idea of behavioral finance, that impact us as syndicators and fund managers? This
If you’ve been following me for any given period of time, you know one of my favorite things to discuss is this idea of the