A Private Placement Memorandum (PPM) is one of the most important documents in a 506(b) or 506(c) Regulation D offering. It serves as a legal disclosure document that outlines the investment terms, potential risks, investor rights, and regulatory disclaimers—ensuring that sponsors and investors are protected.
Whether you’re launching a real estate syndication, private equity fund, or business capital raise, a well-structured PPM helps build investor trust, reduce liability, and ensure SEC compliance. At Moschetti Syndication Law, we draft custom, investor-friendly, and legally compliant PPMs that set the foundation for a successful capital raise.
A PPM is more than just paperwork—it’s a legally required risk disclosure tool that provides investors with all the necessary information to make an informed investment decision. It is an essential compliance document for any Regulation D offering, ensuring that sponsors disclose all material risks, financial projections, and investment terms.
A PPM is not a one-size-fits-all document—it must be customized based on your investment structure, investor base, and regulatory requirements.
Investment Summary – Overview of the opportunity and key financial terms.
Risk Factors – Full disclosure of potential risks associated with the investment.
Use of Proceeds – Breakdown of how investor capital will be allocated.
Management Team – Background and experience of the sponsor.
Investor Rights & Restrictions – Defines what investors can and cannot do.
Regulatory Disclosures – SEC and state-level compliance requirements.
A PPM is not a one-size-fits-all document—it must be customized based on your investment structure, investor base, and regulatory requirements.
Investment Summary – Overview of the opportunity and key financial terms.
Risk Factors – Full disclosure of potential risks associated with the investment.
Use of Proceeds – Breakdown of how investor capital will be allocated.
Management Team – Background and experience of the sponsor.
Investor Rights & Restrictions – Defines what investors can and cannot do.
Regulatory Disclosures – SEC and state-level compliance requirements.
While a PPM is not always legally required, it is strongly recommended for any offering involving passive investors.
Not sure if you need a PPM? Let’s discuss your offering.
A poorly written PPM can lead to investor hesitations, legal risks, and SEC scrutiny. At Moschetti Syndication Law, we draft clear, legally sound, and investor-ready PPMs that protect both sponsors and investors.
Flat-Fee Pricing – No hourly fees or unexpected costs.
A PPM provides legal disclosures, protecting both the sponsor and investors from potential disputes and SEC violations.
With our streamlined process, most PPMs are completed in 7-10 business days.
Generic templates often fail to meet SEC disclosure requirements and investor expectations—customization is essential.
Our flat-fee pricing ensures transparent, all-inclusive costs with no hourly billing surprises.
