Category: Syndications and Funds – SEC Exemptions

Parallax illustration showing global financial connections, currency symbols, and investment flow, representing Regulation S and raising capital from international investors.

Regulation S, Plain and Simple: How U.S. Sponsors Raise Capital Offshore for Syndications and Funds

TL;DR / Short Answer What is Regulation S? Regulation S, or Reg S for short, is a set of federal securities laws issued by the Securities and Exchange Commission (SEC) that provides an exemption from the registration requirements for certain securities offerings made outside the United States. This regulation is

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Section 4(a)(2) vs Reg D – Comparing Syndication Structures

Section 4(a)(2) of the Securities Act of 1933 and Regulation D (Reg D) are both exemptions from the registration requirements for securities offerings. However, they have some key differences. Overall, Section 4(a)(2) is a broad exemption that allows companies to raise capital from a limited number of sophisticated investors without

Parallax illustration of Rule 147A versus Reg D, showcasing pillars, financial symbols, and documents, representing different syndication structures and regulations.

Rule 147A vs Reg D Offerings – Comparing Syndication Structures

Raising capital is a critical step for any startup or small business. One of the most common ways to raise money is by selling securities, aka syndication. There are several regulations that companies can use to raise capital, including Rule 147A (amended Rule 147), Section 4(a)(2), and Reg D. Both

Parallax illustration of Reg CF versus Reg D, showing investment portals, diverse investors, and financial pathways, representing different syndication structures and regulatory requirements.

Reg CF vs Reg D Offerings – Comparing Syndication Structures

Reg CF and Reg D are two options for startups and small businesses looking to raise capital through syndication. Both options allow companies to offer securities to the public, but there are significant differences between the two that make them better suited for different types of companies and situations. In

Parallax illustration of Reg A vs Reg D, featuring different financial towers, investor icons, and documents, representing varied syndication structures and regulations.

Reg A vs Reg D Offerings – Comparing Syndication Structures

When it comes to raising capital, companies have a variety of options to choose from. Two popular exemptions to securities registration are Regulation A (Reg A) and Regulation D (Reg D). Understanding the key differences between these two exemptions can help companies make informed decisions when it comes to syndication.