Behavioral Finance for Regulation D Syndicators and Fund Managers
The Efficient Market Hypothesis that has dominated financial theory for decades is under attack. Its foundational assumption of perfect rationality among market actors has
The Efficient Market Hypothesis that has dominated financial theory for decades is under attack. Its foundational assumption of perfect rationality among market actors has
Raising capital legally for a real estate syndication, private equity fund, or other private investment offering requires navigating complex securities regulations. While daunting, this process is
Finding investors for a Regulation D offering without a broker-dealer is a strategic game. It’s all about leveraging your knowledge, building alliances, and making smart decisions. You’ll need
The world of securities law and regulation is a complex one, with legal principles that often leave the average syndicator perplexed. But it doesn’t have
The Investment Company Act of 1940 (ICA) is a federal law that regulates mutual funds and other investment companies. It is an important piece of
The Securities and Exchange Commission (SEC) is one of the most important regulatory bodies in the United States. It is responsible for ensuring that investors